Stay compliant across every jurisdiction your fund touches
FATCA, CRS, AIFMD, AML directives, and jurisdiction-specific filings. We handle the preparation, classification, reporting, and authority communication so your fund stays on the right side of every regulation.
Tax preparation, regulatory filings, and compliance monitoring — covered
FATCA & CRS Compliance
We manage the full FATCA and CRS lifecycle for your fund — classification, investor documentation, annual reporting, and authority communication.
Fund classification (FFI registration, GIIN maintenance)
Investor classification and tax residency determination
Self-certification collection and validation (W-8BEN, W-9, CRS forms)
Gap analysis for missing or incomplete investor documentation
Annual reporting to local tax authorities in required format
Ongoing monitoring for changes in investor status
AML / KYC Compliance
We design and operate your fund’s anti-money laundering framework in line with the regulations of every jurisdiction you operate in.
AML policy documentation and risk assessment
Investor due diligence (CDD and EDD where required)
Beneficial ownership identification and verification
PEP and sanctions screening (initial and ongoing)
Suspicious activity monitoring and reporting
Compliance with FCA, BaFin, CSSF, MAS, SEBI, and FSRA requirements
Tax Preparation & Filings
We prepare all tax-related documentation your fund requires — working with your appointed tax advisor to ensure filings are accurate and on time.
Preparation of audit confirmations and supporting schedules
Tax return preparation support (fund-level and investor-level)
K-1 preparation and distribution (US funds)
Withholding tax documentation and reclaim support
VAT and other indirect tax compliance where applicable
Regulatory Reporting
Beyond tax, funds have ongoing regulatory reporting obligations that vary by jurisdiction and fund structure.
AIFMD Annex IV reporting (EU funds)
FCA regulatory returns (UK funds)
Central bank reporting (jurisdiction-specific)
Form PF and other SEC filings (US funds)
Beneficial ownership register filings
Ongoing Compliance Monitoring
Regulations change. We monitor developments across every jurisdiction we operate in and proactively update your fund’s compliance framework.
Regulatory change monitoring and impact assessment
Annual compliance review and policy updates
Board and governance documentation
Compliance calendar management — no missed deadlines
Audit preparation and regulatory examination support
Compliance built into your fund\u2019s operations — not bolted on after the fact
Compliance Framework Setup
During fund formation, we establish your AML policy, investor classification process, and regulatory reporting calendar.
Investor Classification & Documentation
As investors onboard, we classify each one for FATCA, CRS, and AML purposes. We collect and validate all required documentation.
Ongoing Monitoring & Reporting
Throughout the fund’s life, we monitor investor status changes, execute periodic re-verification, and prepare all required filings.
Regulatory Updates
When regulations change, we assess the impact on your fund, update your policies, and implement any new requirements before the effective date.
Compliance across nine jurisdictions, managed by specialists
Deep regulatory knowledge
Our compliance team works across FCA, BaFin, FMA, CSSF, SEC, CIMA, MAS, SEBI, and FSRA — we understand the operational details in each.
Proactive, not reactive
We do not wait for your auditor to find a gap. Our framework includes ongoing monitoring, periodic reviews, and proactive updates when regulations change.
Audit-ready documentation
Every compliance action is documented. When your auditor or regulator asks for evidence, it is ready — organised, complete, and current.
Tax & compliance questions
Compliance should protect your fund, not slow it down
Talk to our team about how we handle FATCA, CRS, AML, and regulatory filings across nine jurisdictions.